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BSA/AML Compliance Checklists
During this webinar, you will learn.
- AML Compliance Program
- Recent changes in US legislation
- Enforcement actions that matter
- Investigative techniques
- The types of red flags that may arise
- Regulatory implications
Overview of the webinar
By the end of the programme, participants will:
- Understand red flags and the implications
- Explain the different US regulations (AML, BSA, OFAC)
- Know how to spot and investigate red flags
Determine if a red flag requires further investigation.
Who should attend?
- Office Managers
- HR Professionals
- Bookkeepers
- Accountants
- Business Owners
- CPAs
- EAs
- AFSPs
- Tax Professionals
Why should you attend?
When it comes to AML, there are a lot of different components. For staff it's really important to not only know how the rules impact their role and keep up to date om current regulations. In this webinar, we will discuss the background of AML, recent changes and also the types of red flags you may encounter during your day-to-day roles. Due to an evolving climate with AML regulations, you need stay abreast of changes and the impact it has to you. The US regulations include, but limited to OFAC, and FINCEN Especially in a financial services industry where crime is rampant due to AML related activities. We will explore the recent changes, red flags and discuss the background for those who are not familiar with the topic.
Faculty - Mr.Justin Muscolino
Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager.Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.